Chartered Institute for Securities and Investment – Investment Operations Certificate (IOC)

Who is this course for?

The IOC is the first step in the CISI’s operations qualification pathway and is suitable for satff working in, or aspiring to work in, the admnistration and operations areas of the financial services. The qualification is increasingly used as a benchmarking tool by major banks and investment firms to ensure that staff possess practical knowlege which can immediately applied to business activities.

What are the entry requirements for the course?

This course is suitable for new finance industry joiners who are required to have a good level of literacy and numeracy. No previous industry experience is necessary

How long is this course?

The course is delivered over three terms on the following dates:

Autumn Term

CISI IOC L3 – Introduction to Securities and Investment – September 4th, September 10th 2024

Spring Term

CISI IOC L3 – UK Financial Regulation – January 9th, January 10th 2025

Summer Term

CISI IOC L3 – Risk in Financial Services – April 23rd, April 24th 2025

What will I study on this course?

Securities and Investment

UK Financial Regulation

Risk in Financial Services

What Qualification will I gain?

CISI Investment Operations Certificate

How is the course assessed?

Online examination

What does this course lead on to?

CISI Investment Advice Diploma

How much will it cost?

£1600

How can I find out more?

For further information and how to apply, please email hp@highlands.ac.uk

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Highlands Professional

ProfessionalFAQT&Cs

Highlands Professional courses offers a range of professional qualifications to enhance your career opportunities.

FREQUENTLY ASKED QUESTIONS

What are the entry requirements for this course?

Entry requirements differ depending on the course; you may be required to attend an interview in the first instance to assess the suitable of the qualification for your learning and requirements. Please contact the relevant department’s Course Administrator to discuss this further.

Who do I make cheques payable to?

Cheques should be made out to “Treasurer of the States”. If you are applying for more than one course, please enclose separate cheques for each. This will enable us to return fees for courses that are already full and still process other applications without delay. You may also pay by MasterCard, Visa or Maestro by filling out the required card details.

Can I pay the course fee by instalments?

In some instances an instalment plan may be possible, please discuss this with the Course Administrator.

When do courses run?

Highlands College part-time courses vary in length from evening or half-day workshops to two or three academic years. The majority of courses follow an academic timetable and may exclude half terms, bank holidays or other breaks.

What happens if the course I want is full?

Our policy is to accept applications on a first-come, first-served basis on receipt of fees. However, if a course is full a person’s name can be added to a waiting list. If the list is sufficiently large and additional tutors and facilities are available, another course may be set up and you will be contacted.

What if my course is relocated, rescheduled or cancelled?

We make every effort to avoid doing this, but occasionally it is necessary. This is why it is vitally important for us to have your current telephone numbers or e-mail address in order that we can contact you as speedily as possible. If you have a mobile telephone number, we may use a text message service to inform you of any changes to your course. Please note; our text message service is a non-reply service.

Why are some courses cancelled?

A minimum enrolment number is required to recover the full costs of providing the course. If numbers of students fail to reach this minimum, we reluctantly cancel it. We contact the applicants and provide a full refund, or offer a transfer to another course if a suitable one is available.

How will my course be assessed?

Assessment varies depending on the course; some may require formal written or practical assessment or attendance at examinations.

If I can no longer attend the class, can I get a refund?

Unfortunately we only offer a refund if your course has been cancelled by Highlands College. Circumstances such as illness, work commitments or leaving the Island are not considered for refunds. In some instances course fees may be able to be transferred to a module/unit within the same qualification. Fees or course places cannot be transferred to another person.

TERMS AND CONDITIONS

Application priority

Applications for Highlands Professional are accepted on a first come, first served basis on receipt of fees. If a student withdraws you may be offered a place, or if the waiting list is sufficiently large and additional tutors and facilities are available, another course may be set up, for which you will be offered a place.

Cancellations

A minimum enrolment number is required to recover the full costs of providing a course. If numbers of students fail to reach this minimum we reluctantly cancel it. Applicants are provided with a full refund or a transfer to another suitable course if one is available.

Refunds

Unfortunately we only offer a refund if a course has been cancelled by Highlands College. Circumstances such as illness, work commitments or leaving the island are not considered for refunds. In some instances course fees may be able to be transferred to a module/unit within the same qualification. Fees or course places cannot be transferred to another person.